17 CFR 274.203 - Form 4, statement of changes in beneficial ownership of securities.

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Mar 22, 2025

View all text of Subpart C [§ 274.201 - § 274.223]

§ 274.203 - Form 4, statement of changes in beneficial ownership of securities.

This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.)

[67 FR 43537, June 28, 2002] Editorial Note:For Federal Register citations affecting Form 4, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.