17 CFR 232.100 - Persons and entities subject to mandated electronic filing.

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Mar 25, 2025

View all text of Part 232 [§ 232.10 - § 232.903]

§ 232.100 - Persons and entities subject to mandated electronic filing.

Link to an amendment published at 90 FR 7359, Jan. 21, 2025.

The following persons or entities shall be subject to the electronic filing requirements of this part 232:

(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;

(b) Persons or entities whose filings are subject to review by the Division of Investment Management;

(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.

[62 FR 36456, July 8, 1997, as amended at 67 FR 36699, May 24, 2002; 72 FR 14417, Mar. 28, 2007; 73 FR 10616, Feb. 27, 2008; 87 FR 38964, June 30, 2022]