U.S. Code of Federal Regulations

Regulations most recently checked for updates: Oct 11, 2024

§ 9401.110 - Prohibited recommendations.

An employee shall not make recommendations or suggestions, directly or indirectly, concerning the acquisition or sale or other divestiture of a security in an entity supervised by the Bureau, or an entity that is a party or represents a party to a particular matter involving specific parties to which the employee is assigned.

[82 FR 35887, Aug. 2, 2017]