Code of Federal Regulations > Title 17 > Chapter I > Part 3 - PART 3—REGISTRATION

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

Subpart A [§ 3.1 - § 3.33] - Subpart A—Registration

Subpart B [§ 3.40 - § 3.47] - Subpart B—Temporary Licenses

Subpart C [§ 3.50 - § 3.64] - Subpart C—Denial, Suspension or Revocation of Registration

Subpart D [§ 3.70 - § 3.70] - Subpart D—Notice Under Section 4k(5) of the Act

Subpart E [§ 3.75 - § 3.75] - Subpart E—Delegation and Reservation of Authority

Appendix Appendix A - Appendix A to Part 3—Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act

Appendix Appendix B - Appendix B to Part 3—Statement of Acceptable Practices With Respect to Ethics Training

Appendix Appendix C - Appendix C to Part 3—Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content