U.S. Code of Federal Regulations
Regulations most recently checked for updates: Dec 14, 2025
§ 402.1 - Applicability and definitions.
(a) This part applies to any person subject to the requirements in subchapter C of this chapter.
(b) For purposes of this part, “document in any format” includes documents (electronic or physical), and also other tangible items, such as data plates or marked parts.
§ 402.3 - Falsification, reproduction, alteration, or omission.
(a) No person may make or cause to be made any fraudulent or intentionally false statement in:
(1) Any document in any format, submitted under any provision referenced in § 402.1 of this part, consisting of or related to any acceptance, application, approval, authorization, permit, license, waiver, record, report, or similar; or
(2) Any document in any format that is kept, made, or used to show compliance with any requirement under the provisions referenced in § 402.1.
(b) No person may make or cause to be made any production, reproduction, or alteration, for fraudulent purpose, of:
(1) Any document in any format, submitted or granted under any provision referenced in § 402.1, consisting of or related to any acceptance, application, approval, authorization, permit, license, waiver, record, report, or similar; or
(2) Any document in any format that is kept, made, or used to show compliance with any requirement under the provisions referenced in § 402.1.
(c) No person may knowingly omit or cause to be omitted a material fact in:
(1) Any document in any format, submitted under any provision referenced in § 402.1, consisting of or related to any acceptance, application, approval, authorization, permit, license, waiver, record, report, or similar; or
(2) Any document in any format that is kept, made, or used to show compliance with any requirement under the provisions referenced in § 402.1.
(d) The commission by any person of an act prohibited under paragraphs (a) through (c) of this section is a basis for:
(1) Denying, suspending, modifying, revoking, rescinding, removing, or withdrawing any acceptance, application, approval, authorization, permit, license, waiver, or similar, issued or granted by the Administrator and held by that person; or
(2) A civil penalty.
§ 402.5 - Incorrect statement or omission.
(a) The following may serve as a basis for suspending, modifying, revoking, rescinding, removing, withdrawing, or denying an acceptance, application, approval, authorization, permit, license, waiver, or similar, issued or granted by the Administrator:
(1) An incorrect statement or omission of fact, by any person, in or from any document in any format, submitted under any provision referenced in § 402.1, that was material to the issuance, validity, or granting of that acceptance, application, approval, authorization, permit, license, waiver, or similar; or
(2) An incorrect statement or omission of a material fact by any person, in or from any document in any format that is kept, made, or used to show compliance with any requirement under the provisions referenced in § 402.1, that was material to the issuance, validity, or granting of that acceptance, application, approval, authorization, permit, license, waiver, or similar.
(b) [Reserved]
