17 CFR 249.1702 - Submission cover sheet, for rule and product submissions.

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 28, 2025

Collapse to view only § 249.1702 - Submission cover sheet, for rule and product submissions.

§ 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

§ 249.1702 - Submission cover sheet, for rule and product submissions.

§ 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.

§ 249.1702 - Submission cover sheet, for rule and product submissions.

This submission cover sheet shall be used by registered security-based swap execution facilities for making submissions pursuant to §§ 242.804 through 242.807, 242.809, and 242.816).