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U.S. Code of Federal Regulations
Regulations most recently checked for updates: Aug 27, 2025
All Titles
Title 12
Chapter III
Part 308
Subpart I - Subpart I—Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents
§ 308.134 - Scope.
§ 308.135 - Grounds for imposition of sanctions.
§ 308.136 - Notice to and consultation with the Securities and Exchange Commission.
§ 308.137 - Effective date of order imposing sanctions.
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