Code of Federal Regulations > Title 12 > Chapter III > Part 344 - PART 344—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§ 344.1 - Purpose and scope.

§ 344.2 - Exceptions.

§ 344.3 - Definitions.

§ 344.4 - Recordkeeping.

§ 344.5 - Content and time of notification.

§ 344.6 - Notification by agreement; alternative forms and times of notification.

§ 344.7 - Settlement of securities transactions.

§ 344.8 - Securities trading policies and procedures.

§ 344.9 - Personal securities trading reporting by officers and employees of FDIC-supervised institutions.

§ 344.10 - Waivers.