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U.S. Code of Federal Regulations
Regulations most recently checked for updates: Aug 27, 2025
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Title 12
Chapter I
Part 19
Subpart D - Subpart D—Actions Under the Federal Securities Laws
§ 19.120 - Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
§ 19.121 - Disciplinary proceedings.
§ 19.122 - Civil money penalty authority under Federal securities laws.
§ 19.123 - Cease-and-desist authority.
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