U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

All TitlesTitle 12Chapter IPart 9 - PART 9—FIDUCIARY ACTIVITIES OF NATIONAL BANKS

REGULATIONS
§ 9.1 - Authority, purpose, and scope.
§ 9.2 - Definitions.
§ 9.3 - Approval requirements.
§ 9.4 - Administration of fiduciary powers.
§ 9.5 - Policies and procedures.
§ 9.6 - Review of fiduciary accounts.
§ 9.7 - Multi-state fiduciary operations.
§ 9.8 - Recordkeeping.
§ 9.9 - Audit of fiduciary activities.
§ 9.10 - Fiduciary funds awaiting investment or distribution.
§ 9.11 - Investment of fiduciary funds.
§ 9.12 - Self-dealing and conflicts of interest.
§ 9.13 - Custody of fiduciary assets.
§ 9.14 - Deposit of securities with state authorities.
§ 9.15 - Fiduciary compensation.
§ 9.16 - Receivership or voluntary liquidation of bank.
§ 9.17 - Surrender or revocation of fiduciary powers.
§ 9.18 - Collective investment funds.
§ 9.20 - Transfer agents.

INTERPRETATIONS
§ 9.100 - Acting as indenture trustee and creditor.
§ 9.101 - Providing investment advice for a fee.
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