Code of Federal Regulations > Title 13 > Chapter I > Part 107 > Subpart C - Subpart C—Qualifying for an SBIC License

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

ORGANIZING AN SBIC

§ 107.100 - Organizing a Section 301(c) Licensee.

§ 107.115 - 1940 Act and 1980 Act Companies.

§ 107.120 - Special rules for a Section 301(d) Licensee owned by another Licensee.

§ 107.130 - Requirement for qualified management.

§ 107.140 - SBA approval of initial Management Expenses.

§ 107.150 - Management-ownership diversification requirement.

§ 107.160 - Special rules for Licensees formed as limited partnerships.

CAPITALIZING AN SBIC

§ 107.200 - Adequate capital for Licensees.

§ 107.210 - Minimum capital requirements for Licensees.

§ 107.230 - Permitted sources of Private Capital for Licensees.

§ 107.240 - Limitations on including non-cash capital contributions in Private Capital.

§ 107.250 - Exclusion of stock options issued by Licensee from Management Expenses.

APPLYING FOR AN SBIC LICENSE

§ 107.300 - License application form and fee.

§ 107.305 - Evaluation of license applicants.

§ 107.310 - When and how to apply for licensing as an Early Stage SBIC.

§ 107.320 - Leverage portfolio diversification.