Code of Federal Regulations > Title 13 > Chapter I > Part 107 > Subpart G - Subpart G—Financing of Small Businesses by Licensees

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Feb 11, 2026

DETERMINING THE ELIGIBILITY OF A SMALL BUSINESS FOR SBIC FINANCING

§ 107.700 - Compliance with size standards in part 121 of this chapter as a condition of Assistance.

§ 107.710 - Requirement to finance smaller enterprises.

§ 107.720 - Small Businesses that may be ineligible for financing.

§ 107.730 - Financings which constitute conflicts of interest.

§ 107.740 - Portfolio diversification (“Overline” limitation).

§ 107.750 - Conditions for financing a change of ownership of a Small Business.

§ 107.760 - How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern.

STRUCTURING LICENSEE'S FINANCING OF ELIGIBLE SMALL BUSINESSES: TYPES OF FINANCING

§ 107.800 - Financings in the form of Equity Securities.

§ 107.810 - Financing in the form of Loans.

§ 107.815 - Financings in the form of Debt Securities.

§ 107.820 - Financings in the form of guarantees.

§ 107.825 - Purchasing securities from an underwriter or other third party.

STRUCTURING LICENSEE'S FINANCING OF AN ELIGIBLE SMALL BUSINESS: TERMS AND CONDITIONS OF FINANCING

§ 107.830 - Duration/term of financing.

§ 107.835 - [Reserved]

§ 107.840 - [Reserved]

§ 107.845 - [Reserved]

§ 107.850 - Restrictions on redemption of Equity Securities.

§ 107.855 - Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).

§ 107.860 - Financing fees and expense reimbursements a Licensee may receive from a Small Business.

§ 107.865 - Control of a Small Business by a Licensee.

§ 107.880 - Assets acquired in liquidation of Portfolio securities.

LIMITATIONS ON DISPOSITION OF ASSETS

§ 107.885 - Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern.

MANAGEMENT SERVICES AND FEES

§ 107.900 - Management fees for services provided to a Small Business by Licensee or its Associate.