Code of Federal Regulations > Title 13 > Chapter I > Part 108 > Subpart H - Subpart H—Recordkeeping, Reporting, and Examination Requirements for NMVC Companies

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Oct 07, 2025

EXAMINATIONS OF NMVC COMPANIES BY SBA FOR REGULATORY COMPLIANCE

§ 108.690 - Examinations.

§ 108.691 - Responsibilities of NMVC Company during examination.

§ 108.692 - Examination fees.

RECORDKEEPING REQUIREMENTS FOR NMVC COMPANIES

§ 108.600 - General requirement for NMVC Company to maintain and preserve records.

§ 108.610 - Required certifications for Loans and Investments.

§ 108.620 - Requirements to obtain information from Portfolio Concerns.

REPORTING REQUIREMENTS FOR NMVC COMPANIES

§ 108.630 - Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468).

§ 108.640 - Requirement to file portfolio financing reports (SBA Form 1031).

§ 108.650 - Requirement to report portfolio valuations to SBA.

§ 108.660 - Other items required to be filed by NMVC Company with SBA.

§ 108.680 - Reporting changes in NMVC Company not subject to prior SBA approval.