U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 28, 2025

All TitlesTitle 13Chapter IPart 120Subpart F - Subpart F—Secondary Market

FISCAL AND TRANSFER AGENT (FTA)
§ 120.600 - Definitions.
§ 120.601 - SBA Secondary Market.

CERTIFICATES
§ 120.610 - Form and terms of Certificates.
§ 120.611 - Pools backing Pool Certificates.
§ 120.612 - Loans eligible to back Certificates.
§ 120.613 - Secondary Participation Guarantee Agreement.

THE SBA GUARANTEE OF A CERTIFICATE
§ 120.620 - SBA guarantee of a Pool Certificate.
§ 120.621 - SBA guarantee of an Individual Certificate.

POOL ASSEMBLERS
§ 120.630 - Qualifications to be a Pool Assembler.
§ 120.631 - Suspension or termination of Pool Assembler.

MISCELLANEOUS PROVISIONS
§ 120.640 - Administration of the Pool and Individual Certificates.
§ 120.641 - Disclosure to purchasers.
§ 120.642 - Requirements before the FTA issues Pool Certificates.
§ 120.643 - Requirements before the FTA issues Individual Certificates.
§ 120.644 - Transfers of Certificates.
§ 120.645 - Redemption of Certificates.
§ 120.650 - Registration duties of FTA in Secondary Market.
§ 120.651 - Claim to FTA by Registered Holder to replace Certificate.
§ 120.652 - FTA fees.

SUSPENSION OR REVOCATION OF PARTICIPANT IN SECONDARY MARKET
§ 120.660 - Suspension or revocation.
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