Code of Federal Regulations > Title 17 > Chapter I > Part 140 > Subpart B - Subpart B—Functions

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§ 140.10 - The Commission.

§ 140.11 - Emergency action by the senior Commissioner available.

§ 140.12 - Disposition of business by seriatim Commission consideration.

§ 140.13 - Vacancy in position of Chairman.

§ 140.14 - Delegation of authority to the Secretary of the Commission.

§ 140.20 - Designation of senior official to oversee Commission use of national security information.

§ 140.21 - Definitions.

§ 140.22 - Procedures.

§ 140.23 - General access requirements.

§ 140.24 - Control and accountability procedures.

§ 140.61 - [Reserved]

§ 140.72 - Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.

§ 140.73 - Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.

§ 140.74 - Delegation of authority to issue special calls for Series 03 Reports.

§ 140.75 - Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Market Participants Division.

§ 140.76 - Delegation of authority to disclose information in a receivership or bankruptcy proceeding.

§ 140.77 - Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.

§ 140.80 - Disclosure of information pursuant to a subpoena or summons.

§ 140.81 - [Reserved]

§ 140.91 - Delegation of authority to the Director of the Division of Clearing and Risk and to the Market Participants Division.

§ 140.92 - Delegation of authority to grant registrations and renewals thereof.

§ 140.93 - Delegation of authority to the Director of the Market Participants Division.

§ 140.94 - Delegation of authority to the Director of the Market Participants Division and to the Director of the Division of Clearing and Risk.

§ 140.95 - Delegation of authority with respect to withdrawals from registration.

§ 140.96 - Delegation of authority to publish in the Federal Register.

§ 140.97 - [Reserved]

§ 140.98 - Publication of no-action, interpretative and exemption letters and other written communications.

§ 140.99 - Requests for exemptive, no-action and interpretative letters.