U.S. Code of Federal Regulations

Regulations most recently checked for updates: Jan 21, 2026

All TitlesTitle 17Chapter IPart 170Subpart A - Subpart A—Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
§ 170.1 - Demonstration of purposes (section 17(b)(1) of the Act).
§ 170.2 - Membership restrictions (section 17(b)(2) of the Act).
§ 170.3 - Fair and equitable representation of members (section 17(b)(5) of the Act).
§ 170.4 - Allocation of dues (section 17(b)(6) of the Act).
§ 170.5 - Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
§ 170.6 - Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
§ 170.7 - Membership denial (section 17(b)(9) of the Act).
§ 170.8 - Settlement of customer disputes (section 17(b)(10) of the Act).
§ 170.9 - General standard.
§ 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).
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