Code of Federal Regulations > Title 17 > Chapter I > Part 171 - PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

Subpart A [§ 171.1 - § 171.14] - Subpart A—General Provisions

Subpart B [§ 171.20 - § 171.28] - Subpart B—Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions

Subpart C [§ 171.30 - § 171.34] - Subpart C—Commission Review of Final Decisions in Disciplinary, Membership Denial and Registration Actions

Subpart D [§ 171.40 - § 171.46] - Subpart D—Commission Review of Decisions by the National Futures Association In Member Responsibility Actions

Subpart E [§ 171.50 - § 171.50] - Subpart E—Delegation of Functions