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U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

All TitlesTitle 17Chapter IIPart 249Subpart K - Subpart K—Form for Registration of, and Reporting by Securities Information Processors
§ 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
§ 249.1002 - Form CC, for application for registration as a competing consolidator or to amend such an application or registration.
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