Code of Federal Regulations > Title 17 > Chapter II > Part 249b - PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§§ 249b.1-249b.99 - §[Reserved]

§ 249b.100 - Form TA-1, 1 uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.

§ 249b.101 - Form TA-W, notice of withdrawal from registration as transfer agent.

§ 249b.102 - Form TA-2, 1 form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.

§ 249b.200 - Form CA-1, 1 form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.

§ 249b.300 - FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and of this chapter.

§ 249b.400 - Form SD, specialized disclosure report.