U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§ 300.500 - General.

These rules will be applied in determining whether a securities transaction gives rise to a “claim for cash” or a “claim for securities” on the filing date of either a liquidation proceeding pursuant to the Securities Investor Protection Act (hereinafter referred to as “the Act”) or a direct payment procedure pursuant to section 10 of the Act.