U.S. Code of Federal Regulations
Regulations most recently checked for updates: Aug 27, 2025
ACCOUNTS OF “SEPARATE” CUSTOMERS OF SIPC MEMBERS
ACCOUNTS INTRODUCED BY OTHER BROKERS OR DEALERS
CLOSEOUT OR COMPLETION OF OPEN CONTRACTUAL COMMITMENTS
RULES RELATING TO SATISFACTION OF A “CLAIM FOR CASH” OR A “CLAIM FOR SECURITIES”
RULES RELATING TO SUPPLEMENTAL REPORT ON SIPC MEMBERSHIP