U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

All TitlesTitle 17Chapter IIPart 301 - PART 301—FORMS, SECURITIES INVESTOR PROTECTION CORPORATION

FORMS FOR CLOSEOUT OR COMPLETION OF OPEN CONTRACTUAL COMMITMENTS
§ 301.300a - Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments.
§ 301.300b - Form 300-B, for report of all fails to deliver.
§ 301.300c - Form 300-C, for report of all fails to receive.
§ 301.0-1 - Availability of forms.
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