examination of a broker or dealer registered pursuant to section 6(g) of the ..... (15 U.S.C. 78q(b)), prior to any examination of a registered clearing ..... the feasibility and desirability of coordinating such examination with ..... : (1) To notify the appropriate regulatory agency of any examination ..... regulatory agency a copy of the report of any examination of any such

days of the filing of an application for registration as a broker or dealer ..... §§ 240.15c3-1e(e) and 240.18a-1(d)(9)(iii) of this chapter, on a broker or dealer ..... -1e of this chapter, or on an ultimate holding company of the broker or ..... pursuant to § 240.18a-1(d) of this chapter; (D) To require that a broker ..... or dealer, or the ultimate holding company of the broker or dealer, or a