U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

All TitlesTitle 17Chapter IIPart 200Subpart M - Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
View all text of Subpart M [§ 200.735-1 - § 200.735-18]
§ 200.735-5 - Securities transactions.

Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

[75 FR 42277, July 20, 2010]
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