U.S. Code of Federal Regulations
Regulations most recently checked for updates: Oct 11, 2024
GENERAL
REGULATION A-R—SPECIAL EXEMPTIONS
§ 230.122 - Non-disclosure of information obtained in the course of examinations and investigations.
§ 230.155 - [Reserved]
REGULATION A—CONDITIONAL SMALL ISSUES EXEMPTION
§§ 230.300-230.346 - §[Reserved]
REGULATION C—REGISTRATION
GENERAL REQUIREMENTS
FORM AND CONTENT OF PROSPECTUSES
WRITTEN CONSENTS
§§ 230.445-230.447 - §[Reserved]
FILINGS; FEES; EFFECTIVE DATE
AMENDMENTS; WITHDRAWALS
INVESTMENT COMPANIES; BUSINESS DEVELOPMENT COMPANIES
REGISTRATION BY FOREIGN GOVERNMENTS OR POLITICAL SUBDIVISIONS THEREOF
REGULATION D—RULES GOVERNING THE LIMITED OFFER AND SALE OF SECURITIES WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933
§ 230.505 - [Reserved]
REGULATION E—EXEMPTION FOR SECURITIES OF SMALL BUSINESS INVESTMENT COMPANIES
EXEMPTIONS FOR CROSS-BORDER RIGHTS OFFERINGS, EXCHANGE OFFERS AND BUSINESS COMBINATIONS
§§ 230.651-230.656 - §[Reserved]
§§ 230.702(T)-230.703(T) - §[Reserved]
REGULATION S—RULES GOVERNING OFFERS AND SALES MADE OUTSIDE THE UNITED STATES WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933
REGULATION CE—COORDINATED EXEMPTIONS FOR CERTAIN ISSUES OF SECURITIES EXEMPT UNDER STATE LAW