Code of Federal Regulations > Title 17 > Chapter I > Part 14 - PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§ 14.1 - Scope.

§ 14.2 - Definitions of appearance and practice.

§ 14.3 - Hearings.

§ 14.4 - Violation of Commodity Exchange Act.

§ 14.5 - Criminal conviction.

§ 14.6 - Disbarment or suspension by licensing authority.

§ 14.7 - Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.

§ 14.8 - Lack of requisite qualifications, character and integrity.

§ 14.9 - Duty to file information concerning adverse judicial or administrative action.

§ 14.10 - Reinstatement.