Code of Federal Regulations > Title 17 > Chapter I > Part 23 > Subpart H - Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Oct 31, 2025

§ 23.400 - Scope.

§ 23.401 - Definitions.

§ 23.402 - General provisions.

§§ 23.403-23.409 - §[Reserved]

§ 23.410 - Prohibition on fraud, manipulation, and other abusive practices.

§§ 23.411-23.429 - §[Reserved]

§ 23.430 - Verification of counterparty eligibility.

§ 23.431 - Disclosures of material information.

§ 23.432 - Clearing disclosures.

§ 23.433 - Communications—fair dealing.

§ 23.434 - Recommendations to counterparties—institutional suitability.

§§ 23.435-23.439 - §[Reserved]

§ 23.440 - Requirements for swap dealers acting as advisors to Special Entities.

§§ 23.441-23.449 - §[Reserved]

§ 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.

§ 23.451 - Political contributions by certain swap dealers.

Appendix Appendix A - Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities