U.S. Code
Regulations
Constitution
Sort by Rank
Titles Ascending
Titles Descending
10 per page
25 Result/page
50 Result/page
x
Search
Search guide
U.S. Code of Federal Regulations
Regulations most recently checked for updates: Oct 07, 2025
All Titles
Title 17
Chapter I
Part 37
Subpart P - Subpart P—Designation of Chief Compliance Officer
§ 37.1500 - Core Principle 15—Designation of chief compliance officer.
§ 37.1501 - Chief compliance officer.
Appendix Appendix A - Appendix A to Part 37—Form SEF
Appendix Appendix B - Appendix B to Part 37—Guidance on, and Acceptable Practices in, Compliance with Core Principles
Download the GovRegs app!