U.S. Code of Federal Regulations

Regulations most recently checked for updates: Sep 16, 2025

All TitlesTitle 17Chapter IPart 38Subpart C - Subpart C—Compliance With Rules
§ 38.150 - Core Principle 2.
§ 38.151 - Access requirements.
§ 38.152 - Abusive trading practices prohibited.
§ 38.153 - Capacity to detect and investigate rule violations.
§ 38.154 - Regulatory services provided by a third party.
§ 38.155 - Compliance staff and resources.
§ 38.156 - Automated trade surveillance system.
§ 38.157 - Real-time market monitoring.
§ 38.158 - Investigations and investigation reports.
§ 38.159 - Ability to obtain information.
§ 38.160 - Additional sources for compliance.
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