Code of Federal Regulations > Title 17 > Chapter I > Part 4 > Subpart A - Subpart A—General Provisions, Definitions and Exemptions

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Jan 21, 2026

§ 4.1 - Requirements as to form.

§§ 4.2-4.4 - §[Reserved]

§ 4.5 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”

§ 4.6 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”

§ 4.7 - Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.

§ 4.8 - Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.

§ 4.9 - [Reserved]

§ 4.10 - Definitions.

§ 4.11 - Exemption from section 4n(3)(B).

§ 4.12 - Exemption from provisions of this part.

§ 4.13 - Exemption from registration as a commodity pool operator.

§ 4.14 - Exemption from registration as a commodity trading advisor.

§ 4.15 - Continued applicability of antifraud section.

§ 4.16 - Prohibited representations.

§ 4.17 - Severability.