Code of Federal Regulations > Title 31 > Chapter II > Part 356 > Subpart B - Subpart B—Bidding, Certifications, and Payment

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§ 356.10 - What is the purpose of an auction announcement?

§ 356.11 - How are bids submitted in an auction?

§ 356.12 - What are the different types of bids and do they have specific requirements or restrictions?

§ 356.13 - When must I report my net long position and how do I calculate it?

§ 356.14 - What are the requirements for submitting bids for customers?

§ 356.15 - What rules apply to bids submitted by investment advisers?

§ 356.16 - Do I have to make any certifications?

§ 356.17 - How and when do I pay for securities awarded in an auction?