U.S. Code of Federal Regulations

Regulations most recently checked for updates: Sep 16, 2025

All TitlesTitle 49Chapter IIIPart 371Subpart A - Subpart A—General Requirements
§ 371.1 - Applicability.
§ 371.2 - Definitions.
§ 371.3 - Records to be kept by brokers.
§ 371.7 - Misrepresentation.
§ 371.9 - Rebating and compensation.
§ 371.10 - Duties and obligations of brokers.
§ 371.13 - Accounting.
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