U.S. Code of Federal Regulations

Regulations most recently checked for updates: Jan 21, 2026

All TitlesTitle 7Chapter XLIIPart 4290Subpart I - Subpart I—Financing of Enterprises by RBICs

DETERMINING ELIGIBILITY OF AN ENTERPRISE FOR RBIC FINANCING
§ 4290.700 - Requirements concerning types of enterprises to receive financing.
§ 4290.720 - Enterprises that may be ineligible for Financing.
§ 4290.730 - Financings which constitute conflicts of interest.
§ 4290.740 - Portfolio diversification (“overline” limitation).
§ 4290.760 - How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern.

STRUCTURING RBIC FINANCING OF ELIGIBLE ENTERPRISES—TYPES OF FINANCINGS
§ 4290.800 - Financings in the form of Equity Securities.
§ 4290.810 - Financings in the form of Loans.
§ 4290.815 - Financings in the form of Debt Securities.
§ 4290.820 - Financings in the form of guarantees.
§ 4290.825 - Purchasing securities from an underwriter or other third party.
§ 4290.830 - Minimum term of Financing.
§ 4290.835 - Exceptions to minimum term of Financing.
§ 4290.840 - Maximum term of Financing.
§ 4290.845 - Maximum rate of amortization on Loans and Debt Securities.
§ 4290.850 - Restrictions on redemption of Equity Securities.
§ 4290.860 - Financing fees and expense reimbursements a RBIC may receive from an Enterprise.
§ 4290.880 - Assets acquired in liquidation of Portfolio securities.

LIMITATIONS ON DISPOSITION OF ASSETS
§ 4290.885 - Disposition of assets to RBIC's Associates or to competitors of Portfolio Concerns.
§ 4290.900 - Management fees for services provided to an Enterprise by RBIC or its Associate.
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