U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

All TitlesTitle 7Chapter XLIIPart 4290Subpart J - Subpart J—Financial Assistance for RBICs (Leverage)

GENERAL INFORMATION ABOUT OBTAINING LEVERAGE
§ 4290.1100 - Type of Leverage and application procedures.
§ 4290.1120 - General eligibility requirements for Leverage.
§ 4290.1130 - Leverage fees payable by RBIC.
§ 4290.1140 - RBIC's acceptance of remedies under § 4290.1810.

MAXIMUM AMOUNT OF LEVERAGE FOR WHICH A RBIC IS ELIGIBLE
§ 4290.1150 - Maximum amount of Leverage for a RBIC.

CONDITIONAL COMMITMENTS TO RESERVE LEVERAGE FOR A RBIC
§ 4290.1200 - Leverage commitment to a RBIC—application procedure, amount, and term.
§ 4290.1220 - Requirement for RBIC to file financial statements at the time of request for a draw.
§ 4290.1230 - Draw-downs by RBIC under Leverage commitment.
§ 4290.1240 - Funding of RBIC's draw request through sale to third-party.

DISTRIBUTIONS BY RBICS WITH OUTSTANDING LEVERAGE
§ 4290.1500 - Restrictions on distributions to RBIC investors while RBIC has outstanding Leverage.

FUNDING LEVERAGE BY USE OF GUARANTEED TRUST CERTIFICATES (“TCS”)
§ 4290.1600 - Agency's authority to issue and guarantee Trust Certificates.
§ 4290.1610 - Effect of prepayment or early redemption of Leverage on a Trust Certificate.
§ 4290.1620 - Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
§ 4290.1630 - Regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
§ 4290.1640 - Agency's access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.

MISCELLANEOUS
§ 4290.1700 - Agency's transfer of interest in a RBIC's Leverage security.
§ 4290.1710 - Agency's authority to collect or compromise claims.
§ 4290.1720 - Characteristics of Agency's guarantee.
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