U.S. Code of Federal Regulations
Regulations most recently checked for updates: Mar 22, 2023
GENERAL INFORMATION ABOUT OBTAINING LEVERAGE
MAXIMUM AMOUNT OF LEVERAGE FOR WHICH A RBIC IS ELIGIBLE
CONDITIONAL COMMITMENTS TO RESERVE LEVERAGE FOR A RBIC
DISTRIBUTIONS BY RBICS WITH OUTSTANDING LEVERAGE
FUNDING LEVERAGE BY USE OF GUARANTEED TRUST CERTIFICATES (“TCS”)
§ 4290.1620 - Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
§ 4290.1630 - Regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.