United States Code

U.S. Code most recently checked for updates: Feb 14, 2025

All TitlesTitle 15Chapter 2DSubchapter I
§ 80a-1. Findings and declaration of policy
§ 80a-2. Definitions; applicability; rulemaking considerations
§ 80a-3. Definition of investment company
§ 80a-3a. Protection of philanthropy under State law
§ 80a-4. Classification of investment companies
§ 80a-5. Subclassification of management companies
§ 80a-6. Exemptions
§ 80a-7. Transactions by unregistered investment companies
§ 80a-8. Registration of investment companies
§ 80a-9. Ineligibility of certain affiliated persons and underwriters
§ 80a-10. Affiliations or interest of directors, officers, and employees
§ 80a-11. Offers to exchange securities
§ 80a-12. Functions and activities of investment companies
§ 80a-13. Changes in investment policy
§ 80a-14. Size of investment companies
§ 80a-15. Contracts of advisers and underwriters
§ 80a-16. Board of directors
§ 80a-17. Transactions of certain affiliated persons and underwriters
§ 80a-18. Capital structure of investment companies
§ 80a-19. Payments or distributions
§ 80a-20. Proxies; voting trusts; circular ownership
§ 80a-21. Loans by management companies
§ 80a-22. Distribution, redemption, and repurchase of securities; regulations by securities associations
§ 80a-23. Closed-end companies
§ 80a-24. Registration of securities under Securities Act of 1933
§ 80a-25. Reorganization plans; reports by Commission
§ 80a-26. Unit investment trusts
§ 80a-27. Periodic payment plans
§ 80a-28. Face-amount certificate companies
§ 80a-29. Reports and financial statements of investment companies and affiliated persons
§ 80a-30. Accounts and records
§ 80a-31. Accountants and auditors
§ 80a-32. Filing of documents with Commission in civil actions
§ 80a-33. Destruction and falsification of reports and records
§ 80a-34. Unlawful representations and names
§ 80a-35. Breach of fiduciary duty
§ 80a-36. Larceny and embezzlement
§ 80a-37. Rules, regulations, and orders
§ 80a-38. Procedure for issuance of rules and regulations
§ 80a-39. Procedure for issuance of orders
§ 80a-40. Hearings by Commission
§ 80a-41. Enforcement of subchapter
§ 80a-42. Court review of orders
§ 80a-43. Jurisdiction of offenses and suits
§ 80a-44. Disclosure of information filed with Commission; copies
§ 80a-45. Reports by Commission; hiring and leasing authority
§ 80a-46. Validity of contracts
§ 80a-47. Liability of controlling persons; preventing compliance with subchapter
§ 80a-48. Penalties
§ 80a-49. Construction with other laws
§ 80a-50. Separability
§ 80a-51. Short title
§ 80a-52. Effective date
§ 80a-53. Election to be regulated as business development company
§ 80a-54. Acquisition of assets by business development companies
§ 80a-55. Qualifications of directors
§ 80a-56. Transactions with certain affiliates
§ 80a-57. Changes in investment policy
§ 80a-58. Incorporation of subchapter provisions
§ 80a-59. Functions and activities of business development companies
§ 80a-60. Capital structure
§ 80a-61. Loans
§ 80a-62. Distribution and repurchase of securities
§ 80a-63. Accounts and records
§ 80a-64. Preventing compliance with subchapter; liability of controlling persons
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