Code of Federal Regulations > Title 12 > Chapter I > Part 151 - PART 151—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS

U.S. Code of Federal Regulations

Regulations most recently checked for updates: Aug 27, 2025

§ 151.10 - What does this part do?

§ 151.20 - Must I comply with this part?

§ 151.30 - What requirements apply to all transactions?

§ 151.40 - What definitions apply to this part?

Subpart A [§ 151.50 - § 151.60] - Subpart A—Recordkeeping Requirements

Subpart B [§ 151.70 - § 151.120] - Subpart B—Content and Timing of Notice

Subpart C [§ 151.130 - § 151.130] - Subpart C—Settlement of Securities Transactions

Subpart D [§ 151.140 - § 151.150] - Subpart D—Securities Trading Policies and Procedures