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U.S. Code of Federal Regulations
Regulations most recently checked for updates: Aug 27, 2025
All Titles
Title 12
Chapter I
Part 151
Subpart B - Subpart B—Content and Timing of Notice
§ 151.70 - What type of notice must I provide when I effect a securities transaction for a customer?
§ 151.80 - How do I provide a registered broker-dealer confirmation?
§ 151.90 - How do I provide a written notice?
§ 151.100 - What are the alternate notice requirements?
§ 151.120 - May I charge a fee for a notice?
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